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ICA: Regulation and the Role of Compliance

Discover the global impacts on regulation and the critical requirement to manage compliance, and add value to your career by understanding the position, connections, and abilities required of a compliance officer.

In this course, you will learn:

Recognize the critical role that individuals, businesses, and the media play in ensuring regulatory compliance.
Understand why controlling compliance and regulatory risk is so important.
Understand the role of a firm's compliance function.
Understand the compliance professional's role and the primary actions they perform.
Recognise the crucial relationships that the compliance function and professionals must build.
Recognize the most crucial abilities that must be acquired to become a successful compliance expert.
Understand the function of compliance when regulatory breaches occur.